6LOLFRQ'RXEOH%DODQFHG+0,&0L[HU&KLS 0$(;/ 0$(;/ 6LOLFRQ'RXEOH%DODQFHG+0,& 0L[HU&KLS0+] )HDWXUHV * * * * * * &KLS/D\RXW )XOO\0RQROLWKLF&KLS G%7\SLFDO&RQYHUVLRQ/RVVDW0+] WRG%P/2'ULYH '&0+],)%DQGZLGWK 6LOLFRQ/RZ%DUULHU6FKRWWN\'LRGHV 5XJJHG*ODVV(QFDSVXODWHG 'HVFULSWLRQ 0$&20(c)V 0$(;/ LV D VLOLFRQ PRQROLWKLF GRXEOH EDO DQFHG PL[HU 7KH FLUFXLW XVHV 0$&20(c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c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