Conductive Polymer Aluminum
Solid Capacitors
● Standard
● RoHS compliance, Halogen free
Unit：ｍｍ
* Depends on the case size.
5.0
0.6 to 0.8
9.0
0.6 to 0.8
0.6 to 0.8
H±0.2 C±0.2
6.6
Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use.
01-Nov-15
Should a safety concern arise regarding this product, please be sure to contact us immediately.
F12
10.0
10.3
11.0
0.6 to 0.8
6.0
0.6 to 0.8
1.4
3.2
C6
8.3
8.3
5.3
5.0
5.9
5.3
2.1
6.3
5.9
6.6
Category temp. range
SVP
series
E12
B6
Capacitance change
Within ±20 % of the initial value
Dissipation factor (tanδ)
≦ 150 % of the initial limit
DC leakage current
Within the initial limit (after voltage processing)
Capacitance tolerance
A5
4.0
5.4
4.3
12.6
10.3
8.0
11.9
7.3
Surface Mount Type
Size code
Features
Specifications
Nominal cap.range (μF)
Marking
Capacitance change
Dissipation factor (tanδ)
DC leakage current
Dissipation factor (tan δ)
Within ±20 % of the initial value
≦ 150 % of the initial limit
Within the initial limit
Dimensions (not to scale)
Endurance
Damp heat
(Steady state)
DC leakage current
Rated voltage range (V.DC)
A5
B6
C6
E7
F8
E12
F12
4.0 to 16
4.0 to 20
2.5 to 20
4.0 to 20
2.5 to 20
3.3 to 33
10 to 68
22 to 220
33 to 330
56 to 680
100 to 680
150 to 1500
E7
8.0
6.9
8.3
8.3
9.0
RP±0.2
code
-0.4
Size
φD±0.5 L
+0.1
W±0.2
1.0
4.3
0.8 to 1.1
F8
10.0
7.9
10.3
10.3
11.0
3.2
4.6
0.8 to 1.1
4.6
L
R
0.2 max
φD
C
P
H
W
⊖
⊕
Polarity marking (−)
R. capacitance
(μF)
Series code*
R. voltage
（V.DC)
Lot No.
Conductive Polymer Aluminum Solid Capacitors
*1: Ripple current (100 kHz / +105 ℃) *2: ESR (100 kHz to 300 kHz/+20 ℃)
*3: tan δ (120 Hz / +20 ℃)
*4: After 2 minutes
◆ Please refer to each page in this catarog for “Reflow conditions” and “Taping specifications”.
0.12
126
40
10
4.0
5.4
700
220
0.10
50
6.3
820
10.0
12.6
5440
4.7
4.0
5.4
670
25
6.8
4.0
5.4
670
Min.
Packaging
Q'ty
(pcs)
Part number
Standard（Reel size : φ380）
6SVP470MX
500
6SVP470M
400
6SVP820M
400
6SVP47M
1500
6SVP82M
1000
6SVP220M
500
6SVP330M
500
Specifications
33
39
68
1500
10.0
12.6
F12
3700
10.0
0.12
264
35
8.0
6.9
E7
0.18
12
7.9
F8
740
66
5.0
5.9
1100
78
0.12
70
0.15
200
5.0
5.9
1400
2R5SVP220M
1000
2R5SVP680M
400
2R5SVP1500M
400
4SVP33M
2000
4SVP39M
1500
5.9
C6
1810
120
0.12
0.12
136
60
40
Coefficient
0.05
0.3
0.7
1
Frequency(f)
120 Hz ≦ f < 1 kHz
1 kHz ≦ f < 10 kHz
10 kHz ≦ f < 100 kHz
8.0
11.9
4210
592
10.0
7.9
3700
592
100 kHz ≦ f < 500 kHz
240
0.08
23.5
10SVP4R7M
775
10SVP10M
2000
240
0.09
34
10SVP6R8M
2000
2000
330
10.0
7.9
3700
416
6.3
5.9
2780
151
0.12
17
10.0
7.9
3700
277
8.0
6.9
2560
277
35
0.12
47
5.0
5.9
148
0.12
0.12
70
45
1100
B6
LC*4
（μA）
ESR*2
(mΩ max.)
Should a safety concern arise regarding this product, please be sure to contact us immediately.
01-Nov-15
Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use.
110
680
8.0
11.9
E12
4520
340
0.12
0.15
6.3
5.9
C6
2390
23
13
4.0
5.4
A5
5.9
SVP series
Characteristics list
0.15
25
25
15
Frequency correction factor for ripple current
0.12
0.12
0.15
330
680
12
Rated
voltage
(V.DC)
Rated
capacitance
(±20 %)
(μF)
Case size
Size
code
220
(mm)
φD L
Ripple
current*1
(mA rms)
tan δ*3
5440
4.0
5.4
740
69.3
0.12
200
560
8.0
11.9
E12
4520
448
0.15
13
22
1810
960
0.18
0.12
544
12
25
82
2.5
5440
750
4.0
B6
2560
4SVP330M
1000
4SVP560M
400
4SVP680M
500
F12
4SVP1200M
400
150
10.0
12.6
1200
4SVP68M
1500
4SVP150MX
1000
6.3
6.3
A5
6SVP22M
2000
C6
100
6SVP100M
1000
120
6SVP120MV
1000
220
E7
0.12
6SVP220MX
1000
F8
470
E12
F12
6.3
5.9
1700
103
10
A5
15
4.0
5.4
740
200
0.10
75
47
6.3
5.9
C6
1620
50
0.12
94
120
8.0
6.9
E7
2560
35
0.12
10SVP15M
2000
33
5.0
5.9
B6
1100
70
0.12
165
10SVP33M
1500
10SVP47M
1000
56
6.3
5.9
1700
45
0.12
112
10SVP56M
1000
240
10SVP120M
1000
150
8.0
6.9
2560
35
0.12
300
10SVP150MX
1000
10.0
7.9
F8
3020
30
0.12
300
10SVP150M
500
270
10.0
7.9
3700
25
0.12
540
10SVP270M
500
330
10.0
7.9
3700
25
0.12
660
10SVP330MX
500
8.0
11.9
E12
3950
17
0.15
660
10SVP330M
400
560
10.0
12.6
F12
5230
13
0.15
840
10SVP560M
400
16
3.3
4.0
5.4
A5
660
260
0.07
26.4
16SVP3R3M
2000
15
5.0
5.9
B6
1020
120
0.10
120
16SVP15M
1500
22
5.0
5.9
1060
90
0.10
176
16SVP22M
1500
39
6.3
5.9
C6
1620
50
0.10
125
16SVP39M
1000
1000
82
8.0
6.9
2120
40
0.12
262
16SVP82M
1000
56
8.0
6.9
E7
1890
45
0.12
179
16SVP56M
500
150
10.0
7.9
3020
30
0.12
480
16SVP150M
500
100
10.0
7.9
F8
2670
35
0.12
320
16SVP100M
180
10.0
7.9
3020
30
500
8.0
11.9
E12
3640
20
0.15
576
16SVP180M
400
0.12
576
16SVP180MX
330
10.0
12.6
F12
4720
16
0.15
792
16SVP330M
400
20
10
5.0
5.9
B6
1020
120
0.10
100
20SVP10M
1500
22
6.3
5.9
C6
1450
60
0.10
88
20SVP22M
1000
27
6.3
5.9
1450
60
0.10
108
20SVP27M
1000
33
8.0
6.9
E7
1890
45
0.12
132
20SVP33M
1000
47
8.0
6.9
1890
45
0.12
188
20SVP47M
1000
56
10.0
7.9
F8
2400
40
0.12
224
20SVP56M
500
68
10.0
7.9
2400
40
0.12
272
20SVP68M
500
400
150
10.0
12.6
F12
4320
20
0.15
600
20SVP150M
400
100
8.0
11.9
E12
3320
24
0.15
400
20SVP100M
ٹ,I
\
RXZDQWWRXVHRXU
S
URGXFWVGHVFULEHGLQWKLVRQOLQHFDWDOR
J
IRUD
SS
OLFDWLRQVUH
T
XLULQ
J
V
S
HFLDO
T
XDOLWLHVRUUHOLDELOLW
\
RUIRUD
SS
OLFDWLRQVZKHUHWKHIDLOXUHRUPDOIXQFWLRQRIWKH
S
URGXFWVPD
\
GLUHFWO
\
M
HR
S
DUGL]HKXPDQOLIHRU
S
RWHQWLDOO
\
FDXVH
S
HUVRQDOLQ
M
XU
\
H
J
DLUFUDIWDQGDHURV
S
DFHH
T
XL
S
PHQW
WUDIILFDQGWUDQV
S
RUWDWLRQH
T
XL
S
PHQW
FRPEXVWLRQ
H
T
XL
S
PHQW
PHGLFDOH
T
XL
S
PHQW
DFFLGHQW
S
UHYHQWLRQ
DQWLFULPHH
T
XL
S
PHQW
DQGRUVDIHW
\
H
T
XL
S
PHQW

LWLVQHFHVVDU
\
WRYHULI
\
ZKHWKHUWKHV
S
HFLILFDWLRQVRIRXU
S
URGXFWVILWWRVXFK
D
SS
OLFDWLRQV3OHDVHHQVXUHWKDW
\
RXZLOODVNDQGFKHFNZLWKRXULQ
T
XLU
\
GHVNDVWRZKHWKHU
WKHV
S
HFLILFDWLRQVRIRXU
S
URGXFWVILWWRVXFKD
SS
OLFDWLRQVXVHEHIRUH
\
RXXVHRXU
S
URGXFWV
ٹ7KH
T
XDOLW
\
DQG
S
HUIRUPDQFHRIRXU
S
URGXFWVDVGHVFULEHGLQWKLVRQOLQHFDWDOR
J
RQO
\
D
SS
O
\
WRRXU
S
URGXFWVZKHQXVHGLQLVRODWLRQ7KHUHIRUH
S
OHDVHHQVXUH
\
RXHYDOXDWHDQGYHULI
\
RXU
S
URGXFWVXQGHUWKHV
S
HFLILFFLUFXPVWDQFHVLQZKLFKRXU
S
URGXFWVDUHDVVHPEOHGLQ
\
RXU
RZQ
S
URGXFWVDQGLQZKLFKRXU
S
URGXFWVZLOODFWXDOO
\
EHXVHG
ٹ,I
\
RXXVHRXU
S
URGXFWVLQH
T
XL
S
PHQWWKDWUH
T
XLUHVDKL
J
KGH
J
UHHRIUHOLDELOLW
\
UH
J
DUGOHVV
RIWKHD
SS
OLFDWLRQ
LWLVUHFRPPHQGHGWKDW
\
RXVHWX
S
S
URWHFWLRQFLUFXLWVDQGUHGXQGDQF
\
FLUFXLWVLQRUGHUWRHQVXUHVDIHW
\
RI
\
RXUH
T
XL
S
PHQW
ٹ7KH
S
URGXFWVDQG
S
URGXFWV
S
HFLILFDWLRQVGHVFULEHGLQWKLVRQOLQHFDWDOR
J
DUHVXE
M
HFWWR
FKDQ
J
HIRULP
S
URYHPHQWZLWKRXW
S
ULRUQRWLFH7KHUHIRUH
S
OHDVHEHVXUHWRUH
T
XHVWDQG
FRQILUPWKHODWHVW
S
URGXFWV
S
HFLILFDWLRQVZKLFKH[
S
ODLQWKHV
S
HFLILFDWLRQVRIRXU
S
URGXFWVLQ
GHWDLO
EHIRUH
\
RXILQDOL]HWKHGHVL
J
QRI
\
RXUD
SS
OLFDWLRQV
S
XUFKDVH
RUXVHRXU
S
URGXFWV
ٹ7KHWHFKQLFDOLQIRUPDWLRQLQWKLVRQOLQHFDWDOR
J
S
URYLGHVH[DP
S
OHVRIRXU
S
URGXFWV
W
\S
LFDOR
S
HUDWLRQVDQGD
SS
OLFDWLRQFLUFXLWV:HGRQRW
J
XDUDQWHHWKHQRQLQIULQ
J
HPHQWRI
WKLUG
S
DUW
\
VLQWHOOHFWXDO
S
UR
S
HUW
\
UL
J
KWVDQGZHGRQRW
J
UDQWDQ
\
OLFHQVH
UL
J
KW
RULQWHUHVW
LQRXULQWHOOHFWXDO
S
UR
S
HUW
\
ٹ,IDQ
\
RIRXU
S
URGXFWV
S
URGXFWV
S
HFLILFDWLRQVDQGRUWHFKQLFDOLQIRUPDWLRQLQWKLVRQOLQH
FDWDOR
J
LVWREHH[
S
RUWHGRU
S
URYLGHGWRQRQUHVLGHQWV
WKHODZVDQGUH
J
XODWLRQVRIWKH
H[
S
RUWLQ
J
FRXQWU
\
HV
S
HFLDOO
\
ZLWKUH
J
DUGWRVHFXULW
\
DQGH[
S
RUWFRQWURO
VKDOOEHREVHUYHG
ٹ7KHVZLWFKRYHUGDWHIRUFRP
S
OLDQFHZLWKWKH5R+6'LUHFWLYH5($&+5H
J
XODWLRQVYDULHV
GH
S
HQGLQ
J
RQWKH
S
DUWQXPEHURUVHULHVRIRXU
S
URGXFWV
ٹ:KHQ
\
RXXVHWKHLQYHQWRU
\
RIRXU
S
URGXFWVIRUZKLFKLWLVXQFOHDUZKHWKHUWKRVH
S
URGXFWV
DUHFRP
S
OLDQWZLWKWKH5R+6'LUHFWLYH5($&+5H
J
XODWLRQ
S
OHDVHVHOHFW6DOHV,Q
T
XLU
\
LQWKH
ZHEVLWHLQ
T
XLU
\
IRUPDQGFRQWDFWXV
:HGRQRWWDNHDQ
\
UHV
S
RQVLELOLW
\
IRUWKHXVHRIRXU
S
URGXFWVRXWVLGHWKHVFR
S
HRIWKH
V
S
HFLILFDWLRQV
GHVFUL
S
WLRQV
J
XLGHOLQHVDQG
S
UHFDXWLRQVGHVFULEHGLQWKLVRQOLQHFDWDOR
J
$SU
*XLGHOLQHVDQGSUHFDXWLRQVUHJDUGLQJWKH
WHFKQLFDOLQIRUPDWLRQDQGXVHRIRXUSURGXFWV
GHVFULEHGLQWKLVRQOLQHFDWDORJ
5HJDUGLQJWKH&HUWLILFDWHRI&RPSOLDQFHZLWK
WKH(85R+6'LUHFWLYH5($&+5HJXODWLRQV!
1RWLFHV,WHPVWREHREVHUYHG
ٹ$
SS
OLFDEOHODZVDQGUH
J
XODWLRQV
嵣7KLV
S
URGXFWFRP
S
OLHVZLWKWKH5R+6'LUHFWLYH
5HVWULFWLRQRIWKHXVHRIFHUWDLQKD]DUGRXVVXEVWDQFHVLQ
HOHFWULFDODQGHOHFWURQLFH
T
XL
S
PHQW
',5(&7,9((8DQGق(8


嵣1R2]RQH'H
S
OHWLQ
J
&KHPLFDOV
2'&V
FRQWUROOHGXQGHUWKH0RQWUHDO3URWRFRO$
J
UHHPHQWDUHXVHGLQ

S
URGXFLQ
J
WKLV
S
URGXFW
岜:HGRQRWXVH3%%VRU3%'(VDVEURPLQDWHGIODPHUHWDUGDQWV
嵣([
S
RUW
S
URFHGXUHZKLFKIROORZHGH[
S
RUWUHODWHGUH
J
XODWLRQVVXFKDVIRUHL
J
QH[FKDQ
J
HDQGDIRUHL
J
QWUDGH
PHWKRGRQWKHRFFDVLRQRIH[
S
RUWRIWKLV
S
URGXFW
嵣7KHVH
S
URGXFWVDUHQRWGDQ
J
HURXV
J
RRGVRQWKHWUDQV
S
RUWDWLRQDVLGHQWLILHGE
\
81
8QLWHG1DWLRQV
QXPEHUV
RU81FODVVLILFDWLRQ
ٹ/LPLWHGD
SS
OLFDWLRQV
嵣7KLVFD
S
DFLWRULVGHVL
J
QHGWREHXVHGIRUHOHFWURQLFVFLUFXLWVVXFKDVDXGLRYLVXDOH
T
XL
S
PHQWKRPH
D
SS
OLDQFHVFRP
S
XWHUVDQGRWKHURIILFHH
T
XL
S
PHQWR
S
WLFDOH
T
XL
S
PHQWPHDVXULQ
J
H
T
XL
S
PHQW
嵣+L
J
KUHOLDELOLW
\
DQGVDIHW
\
DUHUH
T
XLUHG
>
EHD
S
RVVLELOLW
\
WKDWLQFRUUHFWR
S
HUDWLRQRIWKLV
S
URGXFWPD
\
GRKDUP
岜WRDKXPDQOLIHRU
S
UR
S
HUW
\
@
PRUH:KHQXVHLVFRQVLGHUHGE
\
WKHXVHWKHGHOLYHU
\
V
S
HFLILFDWLRQVZKLFKVXLWHG
WKHXVHVH
S
DUDWHO
\
QHHGWREHH[FKDQ
J
HG
ٹ,QWHOOHFWXDO
S
UR
S
HUW
\
UL
J
KWVDQGOLFHQVHV
嵣7KHWHFKQLFDOLQIRUPDWLRQLQWKLVV
S
HFLILFDWLRQ
S
URYLGHVH[DP
S
OHVRIRXU
S
URGXFWVW
\S
LFDOR
S
HUDWLRQVDQGD
SS
OLFDWLRQ
FLUFXLWV:HGRQRW
J
XDUDQWHHWKHQRQLQIULQ
J
HPHQWRIWKLUG
S
DUW
\
VLQWHOOHFWXDO
S
UR
S
HUW
\
UL
J
KWVDQGZHGRQRW
J
UDQW
DQ
\
OLFHQVHUL
J
KWRULQWHUHVWLQRXULQWHOOHFWXDO
S
UR
S
HUW
\
ٹ)RUV
S
HFLILFDWLRQ
嵣7KLVV
S
HFLILFDWLRQ
J
XDUDQWHHVWKH
T
XDOLW
\
DQG
S
HUIRUPDQFHRIWKH
S
URGXFWDVLQGLYLGXDOFRP
S
RQHQWV
7KHGXUDELOLW
\
GLIIHUVGH
S
HQGLQ
J
RQWKHHQYLURQPHQWDQGWKHFRQGLWLRQVRIXVD
J
H
%HIRUHXVHFKHFNDQGHYDOXDWHWKHLUFRP
S
DWLELOLW
\
ZLWKDFWXDOFRQGLWLRQVZKHQLQVWDOOHGLQWKH
S
URGXFWV
:KHQVDIHW
\
UH
T
XLUHPHQWVFDQQRWEHVDWLVILHGLQ
\
RXUWHFKQLFDOH[DPLQDWLRQLQIRUPXVLPPHGLDWHO
\
嵣'RQRWXVHWKH
S
URGXFWVEH
\
RQGWKHV
S
HFLILFDWLRQVGHVFULEHGLQWKLVGRFXPHQW
ٹ8
S
RQD
SS
OLFDWLRQWR
S
URGXFWVZKHUHVDIHW
\
LVUH
J
DUGHGDVLP
S
RUWDQW
,QVWDOOWKHIROORZLQ
J
V
\
VWHPVIRUDIDLOVDIHGHVL
J
QWRHQVXUHVDIHW
\
LIWKHVH
S
URGXFWVDUHWREHXVHGLQ
H
T
XL
S
PHQWZKHUHDGHIHFWLQWKHVH
S
URGXFWVPD
\
FDXVHWKHORVVRIKXPDQOLIHRURWKHUVL
J
QLILFDWLRQGDPD
J
H
VXFKDVGDPD
J
HWRYHKLFOHV
DXWRPRELOHWUDLQYHVVHO
WUDIILFOL
J
KWVPHGLFDOH
T
XL
S
PHQWDHURV
S
DFHH
T
XL
S
PHQW
HOHFWULFKHDWLQ
J
D
SS
OLDQFHVFRPEXVWLRQ
J
DVH
T
XL
S
PHQWURWDWLQ
J
URWDWLQ
J
H
T
XL
S
PHQWDQGGLVDVWHUFULPH
S
UHYHQWLRQH
T
XL
S
PHQW
7KHV
\
VWHPLVH
T
XL
SS
HGZLWKD
S
URWHFWLRQFLUFXLWDQG
S
URWHFWLRQGHYLFH
7KHV
\
VWHPLVH
T
XL
SS
HGZLWKDUHGXQGDQWFLUFXLWRURWKHUV
\
VWHPWR
S
UHYHQWDQXQVDIHVWDWXVLQWKHHYHQW
RIDVLQ
J
OHIDXOW
ٹ&RQGLWLRQVRIXVH
嵣%HIRUHXVLQ
J
WKH
S
URGXFWVFDUHIXOO
\
FKHFNWKHHIIHFWVRQWKHLU
T
XDOLW
\
DQG
S
HUIRUPDQFHDQGGHWHUPLQHG
岜ZKHWKHURUQRWWKH
\
FDQEHXVHG7KHVH
S
URGXFWVDUHGHVL
J
QHGDQGPDQXIDFWXUHGIRU
J
HQHUDO
S
XU
S
RVHDQG
岜VWDQGDUGXVHLQ
J
HQHUDOHOHFWURQLFH
T
XL
S
PHQW7KHVH
S
URGXFWVDUHQRWLQWHQGHGIRUXVHLQWKHIROORZLQ
J
V
S
HFLDO
岜FRQGLWLRQV
,QOL
T
XLGVXFKDV:DWHU2LO&KHPLFDOVRU2U
J
DQLFVROYHQW
,QGLUHFWVXQOL
J
KWRXWGRRUVRULQGXVW
,QYD
S
RUVXFKDVGHZFRQGHQVDWLRQZDWHURIUHVLVWLYHHOHPHQWRUZDWHUOHDND
J
HVDOW
\
DLURUDLUZLWKD
KL
J
KFRQFHQWUDWLRQFRUURVLYH
J
DVVXFKDV&O+61+62RU12[
,QDQHQYLURQPHQWZKHUHVWURQ
J
VWDWLFHOHFWULFLW
\
RUHOHFWURPD
J
QHWLFZDYHVH[LVW
0RXQWLQ
J
RU
S
ODFLQ
J
KHDW
J
HQHUDWLQ
J
FRP
S
RQHQWVRULQIODPPDEOHVVXFKDVYLQ
\
OFRDWHGZLUHVQHDU
WKHVH
S
URGXFWV
6HDOLQ
J
RUFRDWLQ
J
RIWKHVH
S
URGXFWVRUD
S
ULQWHGFLUFXLWERDUGRQZKLFKWKHVH
S
URGXFWVDUHPRXQWHG
ZLWKUHVLQDQGRWKHUPDWHULDO
8VLQ
J
UHVROYHQWZDWHURUZDWHUVROXEOHFOHDQHUIRUIOX[FOHDQLQ
J
D
J
HQWDIWHUVROGHULQ
J

,Q
S
DUWLFXODU
ZKHQXVLQ
J
ZDWHURUDZDWHUVROXEOHFOHDQLQ
J
D
J
HQWEHFDUHIXOQRWWROHDYHZDWHUUHVLGXHV
8VLQ
J
LQWKHDWPRV
S
KHUHZKHUHVWUD
\
VDFLGRUDONDOLQH
8VLQ
J
LQWKHDWPRV
S
KHUHZKHUHWKHUHDUHH[FHVVLYHYLEUDWLRQDQGVKRFN

8VLQ
J
LQWKHDWPRV
S
KHUHZKHUHWKHUHDUHORZ
S
UHVVXUHRUGHFRP
S
UHVVLRQ
嵣3OHDVHDUUDQ
J
HFLUFXLWGHVL
J
QIRU
S
UHYHQWLQ
J
LP
S
XOVHRUWUDQVLWLRQDOYROWD
J
H
岜'RQRWD
SS
O
\
YROWD
J
HZKLFKH[FHHGVWKHIXOOUDWHGYROWD
J
HZKHQWKHFD
S
DFLWRUVUHFHLYHLP
S
XOVHYROWD
J
H
岜LQVWDQWDQHRXVKL
J
KYROWD
J
HKL
J
K
S
XOVHYROWD
J
HHWF
嵣2XU
S
URGXFWVWKHUHLVD
S
URGXFWDUHXVLQ
J
DQHOHFWURO
\
WHVROXWLRQ7KHUHIRUHPLVXVHFDQUHVXOWLQUD
S
LG
岜GHWHULRUDWLRQRIFKDUDFWHULVWLFVDQGIXQFWLRQVRIHDFK
S
URGXFW(OHFWURO
\
WHOHDND
J
HGDPD
J
HV
S
ULQWHGFLUFXLWDQG
DIIHFWV
S
HUIRUPDQFHFKDUDFWHULVWLFVDQGIXQFWLRQVRIFXVWRPHUV
\
VWHP
1RWLFHV
,WHPVWREHREVHUYHG
2FW
&RQGXFWLYH3RO\PHU$OXPLQXP6ROLG&DSDFLWRUV
&LUFXLWGHVL
J
Q
3URKLELWHGFLUFXLWV
/HDNDJHFXUUHQWRIWKH26&21PD\LQFUHDVHLQWKHIROORZLQJFRQGLWLRQV
D6ROGHULQJ
E:KHQYROWDJHLVQRWDSSOLHGKLJKWHPSHUDWXUHQRORDGWHVWKLJKWHPSHUDWXUHDQGKLJKKXPLGLW\QRORDG
岜WHVWUDSLGO\FKDQJLQJWHPSHUDWXUHWHVWHWF
$YRLGWKHXVHRIWKH26&21LQWKHIROORZLQJW\SHRIFLUFXLWVEHFDXVHOHDNDJHFXUUHQWPD\LQFUHDVH
D+LJKLPSHGDQFHFLUFXLWV
E&RXSOLQJFLUFXLWV
F7LPHFRQVWDQWFLUFXLWV
G2WKHUFLUFXLWVWKDWDUHVLJQLILFDQWO\DIIHFWHGE\OHDNDJHFXUUHQW
名,I\RXSODQWRXVHRUPRUH26&21VLQDVHULHVFRQQHFWLRQSOHDVHFRQWDFWXVEHIRUHXVH岞
)DLOXUHDQGOLIHVSDQ
7KHIDLOXUHUDWHLVK&RQILGHQFHOHYHOEDVHGRQ-,6&
7KHSURVSHFWLYHIDLOXUHLVQRW]HUR7KHPDLQO\IDLOXUHPRGHVDUHDVIROORZV
&RQWLQJHQF\IDLOXUH
7KHPRVWFRPPRQIDLOXUHPRGHLVDVKRUWFLUFXLW0DLQO\FDXVHGE\WKHVROGHULQJRURSHUDWLQJWHPSHUDWXUH
HQYLURQPHQWDORQJZLWKKHDWVWUHVVHVHOHFWULFDOVWUHVVHVRUPHFKDQLFDOVWUHVVHVDVIROORZV
嵣$SSO\LQJYROWDJHRYHUWKHUDWHGYROWDJH
嵣$SSO\LQJUHYHUVHYROWDJH
嵣([FHVVLYHPHFKDQLFDOVWUHVV
嵣$SSO\LQJUXVKFXUUHQWE\VXGGHQFKDUJHRUGLVFKDUJHRXWRIWKHVSHFLILFDWLRQ
7KHIROORZLQJSKHQRPHQRQLVVHHQZKHQVKRUWFXUUHQWLVDSSOLHGWRWKH26&21
D:KHQFXUUHQWLVUHODWLYHO\ORZDSSUR[$RUOHVVDSSUR[$RUOHVVDSSUR[$RU
OHVV
7KH26&21EHFRPHVKHDWHGEXWQRHIIHFWVDUHYLVLEOHHYHQZKHQWKHFXUUHQWLVFRQWLQRXVO\FDUULHG
E:KHQWKHVKRUWFLUFXLWFXUUHQWVH[FHHGWKHPHQWLRQHGYDOXHDERYH
$IWHULQWHUQDOWHPSHUDWXUHLQFUHDVHVHDOLQJUXEEHUPD\EHWXUQHGRYHU
,QVRPHFDVHVRGRURXVJDVPD\EHSURGXFHG
,QFDVHDVKRUWFLUFXLWRFFXUVHQVXUHVDIHW\E\IXOO\FRQVLGHULQJWKHIROORZLQJV
D,IRGRURXVJDVLVUHOHDVHGWXUQRIIWKHPDLQSRZHURIWKHHTXLSPHQW
,QWKLVFDVHNHHS\RXUIDFHDQGKDQGVDZD\IURPWKHDUHD
E7KRXJKLWGHSHQGVRQWKHFRQGLWLRQVLWWDNHVVHFRQGVWRPLQXWHVEHIRUHRGRUDQWJDVJHQHUDWHV
3URWHFWLYHFLUFXLWVKRXOGRSHUDWHLQWKLVSHULRG
F,IWKHJDVFRPHVLQWRH\HVULQVHLPPHGLDWHO\,IWKHJDVLVLQKDOHGJDUJOHLPPHGLDWHO\
G'RQRWOLFNWKHHOHFWURO\WH,IWKHHOHFWURO\WHWRXFKHVVNLQZDVKLWRIIZLWKVRDSLPPHGLDWHO\
H7KH26&21FRQWDLQVFRPEXVWLEOHVXEVWDQFHV,QFDVHDODUJHFXUUHQWFRQWLQXHVWRIORZDIWHUD
VKRUWFLUFXLWLQWKHZRUVWFDVHWKHVKRUWHGRXWVHFWLRQPD\LJQLWH)RUVDIHW\LQVWDOODUHGXQGDQW
FLUFXLWRUDSURWHFWLYHFLUFXLWHWF
:HDURXWIDLOXUHOLIHWLPH
:KHQOLIHWLPHVSDQH[FHHGHGWKHVSHFLILHGJXDUDQWHHWLPHRIHQGXUDQFHDQGGDPSKHDWHOHFWURO\WH
PLJKWLQVXODWHDQGFDXVHHOHFWULFFKDUDFWHULVWLFFKDQJHG7KLVLVFDOOHGDQRSHQFLUFXLW
7KHHOHFWULFFKDUDFWHULVWLFVRIFDSDFLWDQFHDQG(65PD\SRVVLEO\FKDQJHZLWKLQWKHVSHFLILHGUDQJH
LQVSHFLILFDWLRQVHYHQLILWLVXVHGXQGHUWKHFRQGLWLRQRIWKHUDWHGYROWDJHHOHFWULFDQGPHFKDQLFDO
SHUIRUPDQFH3OHDVHQRWHLWZKHQGHVLJQLQJ
岜岜*XLGHOLQHVDQGSUHFDXWLRQVق26&21ك
2FW
&RQGXFWLYH3RO\PHU$OXPLQXP6ROLG&DSDFLWRUV
/HDNDJHFXUUHQW
0HFKDQLFDOVWUHVVPD\FDXVH26&21bVOHDNDJHFXUUHQWLQFUHDVHG
,QVXFKDFDVHOHDNDJHFXUUHQWZLOOJUDGXDOO\GHFUHDVHE\DSSO\LQJYROWDJHZLWKLQWKHFDWHJRU\YROWDJHDQG
WKHXSSHUOLPLWRIFDWHJRU\WHPSHUDWXUH
7KHQVHOIKHDOLQJVSHHGRIOHDNDJHFXUUHQWLVIDVWHUZKHQLWLVQHDUWRWKHXSSHUOLPLWRIFDWHJRU\WHPSHUDWXUH
DQGWKHFDWHJRU\YROWDJH
26&21 26&21
OHDNDJHFXUUHQWUHVWRUDWLRQFKDUDFWHULVWLFV OHDNDJHFXUUHQWUHVWRUDWLRQFKDUDFWHULVWLFV
9'&)ق9'&DSSOLHGك 9'&)ق$PELHQWWHPSHUDWXUH٦ك
岜岜岜岜岜岜岜岜岜岜岜ق0HDVXUHGYROWDJHۋك
پ7RPDNHWKHUHFRYHU\RI/&YDOXHVHDV\WRVKRZVDPSOHVWKDW/&YDOXHVKDYH
EHHQLQFUHDVHGRQSXUSRVHDUHXVHGLQWKHWHVW
5DSLGFKDUJHDQGGLVFKDUJHOLPLWDWLRQ
$OORZDQFHRIDODUJHUXVKFXUUHQWWRIORZGXHWRUDSLGFKDUJHDQGGLVFKDUJHPD\UHVXOWLQVKRUWFLUFXLWRU
ODUJHOHDNDJHFXUUHQW7KHSURWHFWLRQFLUFXLWWRPDLQWDLQKLJKUHOLDELOLW\LVUHFRPPHQGHGZKHQUXVKFXUUHQW
WRIORZWRWKH26&21LVLQWKHIROORZLQJFDVHV
3URGXFWVZKLFKWLPHVRIDOORZDEOHULSSOHFXUUHQWLVOHVVWKDQ$,WLVZKHQ$RURYHURIUXVK
FXUUHQWLVDSSOLHG
3URGXFWVZKLFKWLPHVRIDOORZDEOHULSSOHFXUUHQWLV$RURYHU,WLVZKHQUXVKFXUUHQWZKLFKWKH
ILJXUHLVRYHUWLPHVRIDOORZDEOHULSSOHFXUUHQWLVDSSOLHG
0RXQWLQ
J
6ROGHULQJZLWKDVROGHULQJLURQ
:KHQOHDGWHUPLQDOVIRUUDGLDOOHDGW\SHPXVWEHSURFHVVHGEHFDXVHWKHOHDGSLWFKDQGWKH3&%KROHV
GRQRWPDWFKSURFHVVWKHPZLWKRXWDQ\VWUHVVHVWRWKH26&21EHIRUHVROGHULQJ
6ROGHUZLWKRXWDQ\H[FHVVLYHVWUHVVHVWRWKH26&21LWVHOI
:KHQWKH26&21KDVEHHQVROGHUHGRQFHDQGQHHGVWREHUHPRYHGUHPRYHLWDIWHUWKHVROGHUKDV
EHHQFRPSOHWHO\PHOWHG
'RQRWOHWWKHWLSRIWKHVROGHULQJLURQWRXFKWKH26&21LWVHOI
)ORZVROGHULQJ
'RQRWDSSO\IORZVROGHULQJWR26&2160'W\SH
'RQRWVROGHUWKH26&21LWVHOIE\VXEPHUJLQJLWLQPHOWHGVROGHU
6ROGHUWKHRSSRVLWHVLGHWKDWWKH26&21LVPRXQWHGRQ
1RWHWKDWIOX[GRHVQRWDGKHUHWRDQ\ZKHUHH[SHFWWKHOHDGWHUPLQDO
1RWHWKDWRWKHUFRPSRQHQWVGRQRWIDOORYHUDQGWRXFKWKH26&21ZKHQVROGHULQJ
5HIORZVROGHULQJ
'RQRWDSSO\UHIORZVROGHULQJWR26&215DGLDO/HDGW\SH
3OHDVHFRQWDFWXVIRUVHWWLQJ936FRQGLWLRQV
2FW



   



   
/HDNDJHFXUUHQW$
7LPHK
/HDNDJHFXUUHQW$
7LPHK
٦
٦
٦
9 DSSOLHG
9 DSSOLHG
9 DSSOLHG
&RQGXFWLYH3RO\PHU$OXPLQXP6ROLG&DSDFLWRUV
&DSDFLWRUKDQGOLQJDIWHUVROGHULQJ
'RQRWVXEMHFWWKH26&21WRH[FHVVLYHVWUHVVDVIROORZV
'RQRWWLOWEHQGRUWZLVWWKH26&21
'RQRWPRYHWKH3&%ZLWKKROGLQJWKH26&21LWVHOI
'RQRWKLWWKH26&21ZLWKREMHFWV
:KHQVWDFNLQJ3&%VPDNHVXUHWKDWWKH26&21GRHVQRWWRXFKRWKHU3&%VRUFRPSRQHQWV
&LUFXLWERDUGFOHDQLQJ
&KHFNWKHIROORZLQJLWHPVEHIRUHZDVKLQJ3&ERDUGZLWKWKHVHGHWHUJHQWVKLJKTXDOLW\DOFRKROEDVHG
FOHDQLQJIOXLGVXFKDV3LQHD676FOHDQWKUX+/0.RU7HFKQR&DUH)5:WKURXJK
RUGHWHUJHQWVLQFOXGLQJVXEVWLWXWHIUHRQDV$.$(6RU,3$
8VHLPPHUVLRQRUXOWUDVRQLFZDYHVWRFOHDQZLWKLQPLQXWHV
7KHWHPSHUDWXUHRIWKHFOHDQLQJIOXLGVKRXOGEHOHVVWKDQ&
:DWFKWKHFRQWDPLQDWLRQRIWKHGHWHUJHQWVXFKDVFRQGXFWLYLW\S+VSHFLILFJUDYLW\ZDWHUFRQWHQWHWF
'RQRWVWRUHWKH26&21LQDORFDWLRQVXEMHFWWRJDVHVIURPWKHFOHDQLQJIOXLGRULQDQDLUWLJKWFRQWDLQHU
DIWHUFOHDQLQJ
'U\WKH3&%RU26&21ZLWKKRWDLUWKDWVKRXOGEHOHVVWKDQWKHXSSHUFDWHJRU\WHPSHUDWXUH
3OHDVHQRWHWKDWLQGLFDWLRQPD\GLVDSSHDUZKHQUXEELQJSULQWVLGHDIWHUZDVKLQJGHSHQGLQJRQDFOHDQHU
3OHDVHFRQWDFWXVIRUGHWDLOVDERXWGHWHUJHQWVFOHDQLQJPHWKRGVDQGGHWHUJHQWVRWKHUWKDQWKRVHOLVWHG
DERYH
)L[DWLYHVDQGFRDWLQJPDWHULDOV
6HOHFWWKHDSSURSULDWHFRYHULQJDQGVHDODQWPDWHULDOVIRUWKH26&21,QSDUWLFXODUGRQbWXVHDFHWRQHLQ
WKHIL[DWLYHFRDWLQJDJHQWDQGGLOXHQW
%HIRUHDSSO\LQJWKHIL[DWLYHRUFRDWLQJFRPSOHWHO\UHPRYHDQ\IOX[UHVLGXHDQGIRUHLJQPDWWHUIURPWKH
DUHDZKHUHWKHERDUGDQGWKH26&21ZLOOEHMRLQWHGWRJHWKHU
$OORZDQ\GHWHUJHQWWRGU\EHIRUHDSSO\LQJWKHIL[DWLYHRUFRDWLQJ
3OHDVHFRQWDFWXVIRUWKHIL[DWLYHDQGFRDWLQJKHDWFXULQJFRQGLWLRQV
&DSDFLWRULQVXODWLRQ
%HVXUHWRFRPSOHWHO\VHSDUDWHWKHFDVHQHJDWLYHOHDGWHUPLQDOSRVLWLYHOHDGWHUPLQDODQG3&ERDUGSDWWHUQV
ZLWKHDFKRWKHUGXHWRWKHIROORZLQJUHDVRQV
,QVXODWLRQLVQRWJXDUDQWHHGDWDSDUWRIUHVLQRQWKHVXUIDFHRIDFDVH
,WRIIHUVLQFRQVWDQWUHVLVWDQFHEHWZHHQDFDVHDQGDQHJDWLYHOHDGWHUPLQDODQGLWLVQbWLQVXODWHG
6WRUD
J
H
2SHQWKHEDJVMXVWEHIRUHPRXQWLQJDQGXVHXSDOOSURGXFWVRQFHRSHQHG
)RUNHHSLQJDJRRGVROGHUDELOLW\VWRUHWKH26&21DVIROORZV
7KH-('(&-67'VWDQGDUGLVQRWDSSOLFDEOH
名,QWHOOHFWXDOSURSHUW\ULJKW
:H3DQDVRQLF*URXSDUHSURYLGLQJWKHSURGXFWDQGVHUYLFHWKDWFXVWRPHUVFDQXVHZLWKRXWDQ[LHW\DQGDUH
ZRUNLQJSRVLWLYHO\RQWKHSURWHFWLRQRIRXUSURGXFWVXQGHULQWHOOHFWXDOSURSHUW\ULJKWV
5HSUHVHQWDWLYHSDWHQWVUHODWLQJWR26&21DUHDVIROORZV
863DWHQW 1R1R
5DGLDO
OHDGW\SH
%DJSDFNLQJSURGXFW
7DSLQJSURGXFW
:LWKLQPRQWKVDIWHUVKLSPHQW
:LWKLQPRQWKVDIWHUVKLSPHQW
$IWHUXQVHDOLQJ%HIRUHXQVHDOLQJ
2FW
:LWKLQGD\VIURPRSHQLQJ
SDFNDJHGZLWKFDUULHUWDSH
:LWKLQGD\VIURPRSHQLQJ
60'W\SH :LWKLQPRQWKVDIWHUVKLSPHQW