Analysis of the SallenKey Architecture Application Report July 1999 Mixed Signal Products SLOA024A IMPORTANT NOTICE Texas Instruments and its subsidiaries (TI) reserve the right to make changes to their products or to discontinue any product or service without notice, and advise customers to obtain the latest version of relevant information to verify, before placing orders, that information being relied on is current and complete. All products are sold subject to the terms and conditions of sale supplied at the time of order acknowledgement, including those pertaining to warranty, patent infringement, and limitation of liability. TI warrants performance of its semiconductor products to the specifications applicable at the time of sale in accordance with TI's standard warranty. Testing and other quality control techniques are utilized to the extent TI deems necessary to support this warranty. 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Copyright 1999, Texas Instruments Incorporated Contents 1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 2 Generalized Circuit Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 2.1 Gain Block Diagram . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 2.2 Ideal Transfer Function . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 3 Low-Pass Circuit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3.1 Simplification 1: Set Filter Components as Ratios . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3.2 Simplification 2: Set Filter Components as Ratios and Gain = 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3.3 Simplification 3: Set Resistors as Ratios and Capacitors Equal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3.4 Simplification 4: Set Filter Components Equal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3.5 Nonideal Circuit Operation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3.6 Simulation and Lab Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 5 5 5 5 6 6 4 High-Pass Circuit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 4.1 Simplification 1: Set Filter Components as Ratios . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 4.2 Simplification 2: Set Filter Components as Ratios and Gain=1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 4.3 Simplification 3: Set Resistors as Ratios and Capacitors Equal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 4.4 Simplification 4: Set Filter Components as Equal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 4.5 Nonideal Circuit Operation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 4.6 Lab Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 5 Summary and Comments About Component Selection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Analysis of the Sallen-Key Architecture iii Figures List of Figures 1 Basic Second Order Low-Pass Filter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 2 Unity Gain Sallen-Key Low-Pass Filter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 3 Generalized Sallen-Key Circuit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 4 Gain-Block Diagram of the Generalized Sallen-Key Filter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 5 Low-Pass Sallen-Key Circuit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 6 Nonideal Effect of Amplifier Output Impedance and Transfer Function . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 7 Test Circuits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 8 Effect of Output Impedance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 9 High-Pass Sallen-Key Circuit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 10 Model of High-Pass Sallen-Key Filter Above fc . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 11 High-Pass Sallen-Key Filter Using THS3001 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 12 Frequency Response of High-Pass Sallen-Key Filter Using THS3001 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 iv SLOA024A Analysis of the Sallen-Key Architecture James Karki ABSTRACT This application report discusses the Sallen-Key architecture. The report gives a general overview and derivation of the transfer function, followed by detailed discussions of low-pass and high-pass filters, including design information, and ideal and non-ideal operation. To illustrate the limitations of real circuits, data on low-pass and high-pass filters using the Texas Instruments THS3001 is included. Finally, component selection is discussed. 1 Introduction Figure 1 shows a two-stage RC network that forms a second order low-pass filter. This filter is limited because its Q is always less than 1/2. With R1=R2 and C1=C2, Q=1/3. Q approaches the maximum value of 1/2 when the impedance of the second RC stage is much larger than the first. Most filters require Qs larger than 1/2. R1 R2 Vo 1 = 2( Vi ) ( s R1C2R2C1 + s R1C2 + R2C1 + R1C1) + 1 VO VI C2 C1 Figure 1. Basic Second Order Low-Pass Filter Larger Qs are attainable by using a positive feedback amplifier. If the positive feedback is controlled--localized to the cut-off frequency of the filter--almost any Q can be realized, limited mainly by the physical constraints of the power supply and component tolerances. Figure 2 shows a unity gain amplifier used in this manner. Capacitor C2, no longer connected to ground, provides a positive feedback path. In 1955, R. P. Sallen and E. L. Key described these filter circuits, and hence they are generally known as Sallen-Key filters. R1 R2 + VI C2 C1 VO - Figure 2. Unity Gain Sallen-Key Low-Pass Filter The operation can be described qualitatively: * At low frequencies, where C1 and C2 appear as open circuits, the signal is simply buffered to the output. * At high frequencies, where C1 and C2 appear as short circuits, the signal is shunted to ground at the amplifier's input, the amplifier amplifies this input to its output, and the signal does not appear at Vo. * Near the cut-off frequency, where the impedance of C1 and C2 is on the same order as R1 and R2, positive feedback through C2 provides Q enhancement of the signal. 1 Generalized Circuit Analysis 2 Generalized Circuit Analysis The circuit shown in Figure 3 is a generalized form of the Sallen-Key circuit, where generalized impedance terms, Z, are used for the passive filter components, and R3 and R4 set a non-frequency dependent gain. Vf Z4 Vp VI + Z2 Z3 Z1 Vn VO - R3 R4 Figure 3. Generalized Sallen-Key Circuit To find the circuit solution for this generalized circuit, find the mathematical relationships between Vi, Vo, Vp, and Vn, and construct a block diagram. ) ) + ) ) ) + a + ) ) + ) ) ) ) ) ) ) ) ) + a + ) + ) KCL at Vf: 1 Z2 Vf 1 Z1 1 Z4 Vi 1 Z1 Vp 1 Z2 Vo 1 Z4 (1) KCL at Vp: Vp 1 Z2 1 Z3 Vf 1 Z2 Vf Vp 1 Z2 Z3 (2) Substitute Equation (2) into Equation (1) and solve for Vp: Vp Vi Z2Z3Z4 Vo Z2Z3Z4 Z1Z2Z4 Z1Z2Z4 Z2Z3Z4 Z1Z2Z4 Z2Z2Z4 Z1Z2Z3 Z1Z2Z4 Z2Z2Z1 Z2Z2Z4 (3) Z2Z2Z1 KCL at Vn: V 1 R3 2.1 1 R4 Vo 1 R4 Vn Vo R3 R3 R4 Gain Block Diagram By letting: a(f) = the open-loop gain of the amplifier, b R3 R3 + Z2Z3Z4 ) Z1Z2Z4 ) Z2Z3Z4 , Z1Z2Z3 ) Z2Z2Z4 ) Z2Z2Z1 Z1Z2Z3 , d+ Z2Z3Z4 ) Z1Z2Z4 ) Z1Z2Z3 ) Z2Z2Z4 ) Z2Z2Z1 R4 , c and Ve = Vp - Vn, the generalized Sallen-Key filter circuit is represented in gain-block form as shown in Figure 4. 2 SLOA024A (4) Generalized Circuit Analysis d VI c + Ve + - a(f) VO b Figure 4. Gain-Block Diagram of the Generalized Sallen-Key Filter From the gain-block diagram the transfer function can be solved easily by observing, Vo = a(f)Ve and Ve = cVi + dVo - bVo. Solving for the generalized transfer function from gain block analysis gives: Vo Vi 2.2 + * ) c b 1 1 1 afb (5) d b Ideal Transfer Function Assuming a(f)b is very large over the frequency of operation, * 1 a(f)b [ 0, the ideal transfer function from gain block analysis becomes: Vo Vi + c 1 b 1 d b + (6) + + N1 , and d N2 , where N1, N2, and D are the By letting 1 K, c b D D numerators and denominators shown above, the ideal equation can be rewritten as: Vo Vi + * @ K . Plugging in the generalized impedance terms gives the K N2 D N1 N1 ideal transfer function with impedance terms: Vo Vi + Z2 ) Z1 1*K ) 1 ) Z1 ) Z3 Z3 Z4 K Z1Z2 Z3Z4 (7) Analysis of the Sallen-Key Architecture 3 Low-Pass Circuit 3 Low-Pass Circuit The standard frequency domain equation for a second order low-pass filter is: H LP + * ) K f fc 2 jf Qfc )1 (8) Where fc is the corner frequency and Q is the quality factor. When f<>fc, Equation (8) reduces to * K fcf 2 , and signals are attenuated by the square of the frequency ratio. With attenuation at higher frequencies increasing by a power of 2, the formula describes a second order low-pass filter. Figure 5 shows the Sallen-Key circuit configured for low-pass: 1 , Z1 R1, Z2 R2, Z3 sC1 + + + Z4 + 1 , and K + 1 ) R4 . R3 sC2 C2 R1 R2 VI + VO C1 - R4 R3 Figure 5. Low-Pass Sallen-Key Circuit From Equation (7), the ideal low-pass Sallen-Key transfer function is: Vo (Ip) Vi + s (R1R2C1C2) ) s(R1C1 )KR2C1 ) R1C2(1 * K)) ) 1 2 By letting s 1 + j2pf, fc + 2p R1R2C1C2 , and Q R1R2C1C2 + R1C1 ) R2C1 ) R1C2(1 * K) , equation (9) follows the same form as Equation (8). With some simplifications, these equations can be dealt with efficiently; the following paragraphs discuss commonly used simplification methods. 4 SLOA024A (9) Low-Pass Circuit 3.1 Simplification 1: Set Filter Components as Ratios Letting R1=mR, R2=R, C1=C, and C2=nC, results in: fc Q . + m ) 1 )mn mn(1 * K) + 2pRC1 mn and This simplifies things somewhat, but there is interaction between fc and Q. Design should start by setting the gain and Q based on m, n, and K, and then selecting C and calculating R to set fc. + ) ) Notice that K 1 mmn 1 results in Q = . With larger values, Q becomes negative, that is, the poles move into the right half of the s-plane and the circuit oscillates. Most filters require low Q values so this should rarely be a design issue. 3.2 Simplification 2: Set Filter Components as Ratios and Gain = 1 Letting R1=mR, R2=R, C1=C, C2=nC, and K=1 results in: fc Q + 2pRC1 mn and + mmn ) 1 . This keeps gain = 1 in the pass band, but again there is interaction between fc and Q. Design should start by choosing the ratios m and n to set Q, and then selecting C and calculating R to set fc. 3.3 Simplification 3: Set Resistors as Ratios and Capacitors Equal Letting R1=mR, R2=R, and C1=C2=C, results in: fc Q + 2pRC1 m and + 1 ) 2mm* mK . The reason for setting the capacitors equal is the limited selection of values in comparison with resistors. There is interaction between setting fc and Q. Design should start with choosing m and K to set the gain and Q of the circuit, and then choosing C and calculating R to set fc. 3.4 Simplification 4: Set Filter Components Equal Letting R1=R2=R, and C1=C2=C, results in: fc + 2p1RC and Q + 3 *1 K . Now fc and Q are independent of one another, and design is greatly simplified although limited. The gain of the circuit now determines Q. RC sets fc--the capacitor chosen and the resistor calculated. One minor drawback is that since the gain controls the Q of the circuit, further gain or attenuation may be necessary to achieve the desired signal gain in the pass band. Values of K very close to 3 result in high Qs that are sensitive to variations in the values of R3 and R4. For instance, setting K=2.9 results in a nominal Q of 10. Worst case analysis with 1% resistors results in Q=16. Whereas, setting K=2 for a Q of 1, worst case analysis with 1% resistors results in Q=1.02. Resistor values where K=3 leads to Q=, and with larger values, Q becomes negative, the poles move into the right half of the s-plane, and the circuit oscillates. The most frequently designed filters require low Q values and this should rarely be a design issue. Analysis of the Sallen-Key Architecture 5 Low-Pass Circuit 3.5 Nonideal Circuit Operation The previous discussions and calculations assumed an ideal circuit, but there is a frequency where this is no longer a valid assumption. Logic says that the amplifier must be an active component at the frequencies of interest or else problems occur. But what problems? As mentioned above there are three basic modes of operation: below cut-off, above cutoff, and in the area of cutoff. Assuming the amplifier has adequate frequency response beyond cut-off, the filter works as expected. At frequencies well above cut-off, the high frequency (HS) model shown in Figure 6 is used to show the expected circuit operation. The assumption made here is that C1 and C2 are effective shorts when compared to the impedance of R1 and R2 so that the amplifier's input is at ac ground. In response, the amplifier generates an ac ground at its output limited only by its output impedance, Zo. The formula shows the transfer function of this model. R1 VO VI R2 Zo Vo Vi + R1 R2 1 R1 Zo ) )1 Assuming Zo<>fc, equation (10) reduces to K, and the circuit passes signals multiplied by the gain factor K. With attenuation at lower frequencies increasing by a power of 2, equation (10) describes a second order high-pass filter. Figure 9 shows the Sallen-Key circuit configured for high-pass: 1 , Z1 1 , Z3 Z2 R1, Z4 R2, and K 1 R4 . R3 sC2 sC1 + + + + + ) R2 C1 C2 VI + VO R1 - R4 R3 Figure 9. High-Pass Sallen-Key Circuit From equation (7), the ideal high-pass transfer function is: Vo (hp) K Vi 1 K 1 1 1 1 2 s R1C2 R2C1 R1C1 s R1R2C1C2 + ) ) ) * )1 with some manipulation this becomes Ks (R1R2C1C2) Vo (hp) + Vi s (R1R2C1C2) ) s(R2C2 ) R2C1 ) R1C2(1 * K) ) 1) By letting R1R2C1C2 1 s + j2pf, f + , and Q + , R2C2 ) R2C1 ) R1C2(1 * K) 2p R1R2C1C2 (11) 2 2 o equation (11) follows the same form as equation (10). As above, simplifications make these equations much easier to deal with. The following are common simplifications used. Analysis of the Sallen-Key Architecture 9 High-Pass Circuit 4.1 Simplification 1: Set Filter Components as Ratios + ) ) Letting R1=mR, R2=R, C1=C, and C2=nC, results in: mn 1 fc and Q . This simplifies things n 1 mn(1 K) 2pRC mn somewhat, but there is interaction between fc and Q. To design a filter using this simplification, first set the gain and Q based on m, n, and K, and then select C and calculate R to set fc. + * + ) ) Notice that K 1 nmn1 results in Q=. With larger values, Q becomes negative--that is the poles move into the right half of the s-plane and the circuit oscillates. The most frequently designed filters require low Q values and this should rarely be a design issue. 4.2 Simplification 2: Set Filter Components as Ratios and Gain=1 + ) Letting R1=mR, R2=R, C1=C, and C2=nC, and K=1 results in: mn 1 fc and Q . This keeps the gain=1 in the pass band, n 1 2pRC mn but again there is interaction between fc and Q. To design a filter using this simplification, first set Q by selecting the ratios m and n, and then select C and calculate R to set fc. + 4.3 Simplification 3: Set Resistors as Ratios and Capacitors Equal + ) * Letting R1=mR, R2=R, and C1=C2=C, results in: m 1 fc and Q . The reason for setting the capacitors 2 m(1 K) 2pRC m equal is the limited selection of values compared with resistors. + There is interaction between setting fc and Q. Start the design by choosing m and K to set the gain and Q of the circuit, and then choose C and calculating R to set fc. 4.4 Simplification 4: Set Filter Components as Equal Letting R1=R2=R, and C1=C2=C, results in: fc + 2p1RC and Q + 3 *1 K . Now fc and Q are independent of one another, and design is greatly simplified. The gain of the circuit now determines Q. The choice of RC sets fc--the capacitor should chosen and the resistor calculated. One minor drawback is that since the gain controls the Q of the circuit, further gain or attenuation may be necessary to achieve the desired signal gain in the pass band. Values of K very close to 3 result in high Qs that are sensitive to variations in the values of R3 and R4. For instance, setting K=2.9 results in a nominal Q of 10. Worst case analysis with 1% resistors results in Q=16. Whereas, setting K=2 for a Q of 1, worst case analysis with 1% resistors results in Q=1.02. Resistor values where K=3 leads to Q=, and with larger values, Q becomes negative. The most frequently designed filters require low Q values, and this should rarely be a design issue. 10 SLOA024A High-Pass Circuit 4.5 Nonideal Circuit Operation The previous discussions and calculations assumed an ideal circuit, but there is a frequency where this is no longer a valid assumption. Logic says that the amplifier must be an active component at the frequencies of interest or else problems occur. But what problems? As mentioned above there are three basic modes of operation: below cut-off, above cutoff, and in the area of cut-off. Assuming the amplifier has adequate frequency response beyond cutoff, the filter works as expected. At frequencies well above cut-off, the high frequency (HS) model shown in Figure 10 is used to show the expected circuit operation. The assumption made here is that C1 and C2 are effective shorts when compared to the impedance of R1 and R2. The formula shows the transfer function of this model, where a(f) is the open loop gain of the amplifier and b is the feedback factor. The circuit operates as expected until 1 is no longer much smaller than 1. After which the gain of the circuit falls off a(f)b with the open loop gain of the amplifier. Because of practical limitations, designing a high-pass Sallen-Key filter results in a band-pass filter where the upper cutoff frequency is determined by the open loop response of the amplifier. R2 + VI VO R1 - R3 Vo Vi + ) 1 b 1 1 1 afb R4 Figure 10. Model of High-Pass Sallen-Key Filter Above fc 4.6 Lab Data A Sallen-Key high-pass filter using the Texas Instruments THS3001 shows the effects described above. The THS3001 is a high-speed current-feedback amplifier with an advertised bandwidth of 420 MHz. No particular type of filter (i.e., Butterworth, Chebychev, Eliptic, etc.) was designed. Choosing Z1=Z2=1k, Z3=Z4=1nF, R3=open, and R4=1k, results in a high-pass filter with fc=159 kHz, and Q=1/2. Figure 11 shows the circuit, and Figure 12 shows the lab results. As expected, the circuit attenuates signals below 159 kHz at a rate of 40dB/dec, and passes signals above 159 kHz with a gain of 1 until the amplifier's open loop gain falls to around unity between 300 MHz and 400 MHz. The slight increase in gain seen just before 300 MHz is due to gain peaking in the amplifier. Setting R4 to a higher value reduces this, but also reduces the overall bandwidth of the amplifier. Analysis of the Sallen-Key Architecture 11 High-Pass Circuit R2 = 1 k +15 V C1 = 1 nF C2 = 1 nF THS3001 VI VO R1 = 1 k -15 V 100 R4 = 1 k Figure 11. High-Pass Sallen-Key Filter Using THS3001 Lab_Data 10 0 VO / VI - dB -10 -20 -30 -40 -50 1.00E+04 1.00E+05 1.00E+06 1.00E+07 1.00E+08 1.00E+09 f - Frequency - Hz Figure 12. Frequency Response of High-Pass Sallen-Key Filter Using THS3001 12 SLOA024A Summary and Comments About Component Selection 5 Summary and Comments About Component Selection Theoretically, any values of R and C that satisfy the equations may be used, but practical considerations call for component selection guidelines to be followed. Given a specific corner frequency, the values of C and R are inversely proportional--as C is made larger, R becomes smaller and vice versa. In the case of the low-pass Sallen-Key filter, the ratio between the output impedance of the amplifier and the value of filter component R sets the transfer functions seen at frequencies well above cut-off. The larger the value of R the lower the transmission of signals at high frequency. Making R too large has consequences in that C may become so small that the parasitic capacitors --including the input capacitance of the amplifier--cause errors. For the high-pass filter, the amplifier's output impedance does not play a parasitic role in the transfer function, so that the choice of smaller or larger resistor values is not so obvious. Stray capacitance in the circuit, including the input capacitance of the amplifier, makes the choice of small capacitors, and thus large resistors, undesirable. Also, being a high-pass circuit, the bandwidth is potentially very large and resistor noise associated with increased values can become an issue. Then again, small resistors become a problem if the circuit impedance is too small for the amplifier to operate properly. The best choice of component values depends on the particulars of your circuit and the tradeoffs you are willing to make. General recommendations are as follows: * Capacitors - Avoid values less than 100 pF. - Use NPO if at all possible. X7R is OK in a pinch. Avoid Z5U and other low quality dielectrics. In critical applications, even higher quality dielectrics like polyester, polycarbonate, mylar, etc., may be required. - Use 1% tolerance components. 1%, 50V, NPO, SMD, ceramic caps in standard E12 series values are available from various sources. - Surface mount is preferred. * Resistors - Values in the range of a few hundred ohms to a few thousand ohms are best. - Use metal film with low temperature coefficients. - Use 1% tolerance (or better). - Surface mount is preferred. Analysis of the Sallen-Key Architecture 13 14 SLOA024A